This comprehensive guide explores cryptocurrency compliance essentials for exchanges and industry participants. It covers SEC compliance framework requirements, KYC/AML implementation strategies, and audit transparency standards that protect against financial crimes and regulatory violations. The article examines how cryptocurrency platforms must align with securities law expectations through identity verification, transaction monitoring, and robust internal controls. It addresses regulatory risk mitigation approaches, including continuous compliance audits, GRC governance systems, and employee training programs. Additionally, the guide clarifies SEC's securities classification standards, audit disclosure requirements, and penalties for non-compliance. Perfect for exchanges, crypto projects, and compliance professionals navigating Gate's regulatory landscape and global compliance requirements.