John Schiro, a financial advisor with Raymond James & Associates, is facing an investor complaint alleging $225,000 in damages due to unsuitable options investments made while he was with Wealth Enhancement Advisory Services. He was permitted to resign from his previous firm under internal review related to an investor complaint. The article highlights FINRA’s suitability rule and Schiro’s 15 years of industry experience.
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John Schiro: $225K Complaint Against Raymond James Advisor
John Schiro, a financial advisor with Raymond James & Associates, is facing an investor complaint alleging $225,000 in damages due to unsuitable options investments made while he was with Wealth Enhancement Advisory Services. He was permitted to resign from his previous firm under internal review related to an investor complaint. The article highlights FINRA’s suitability rule and Schiro’s 15 years of industry experience.